Model Card - Prompt Guard

LLM-powered applications are susceptible to prompt attacks, which are prompts intentionally designed to subvert the developer’s intended behavior of the LLM. Categories of prompt attacks include prompt injection and jailbreaking:

• Prompt Injections are inputs that exploit the concatenation of untrusted data from third parties and users into the context window of a model to get a model to execute unintended instructions.
• Jailbreaks are malicious instructions designed to override the safety and security features built into a model.

Prompt Guard is a classifier model trained on a large corpus of attacks, capable of detecting both explicitly malicious prompts as well as data that contains injected inputs. The model is useful as a starting point for identifying and guardrailing against the most risky realistic inputs to LLM-powered applications; for optimal results we recommend developers fine-tune the model on their application-specific data and use cases. We also recommend layering model-based protection with additional protections. Our goal in releasing PromptGuard as an open-source model is to provide an accessible approach developers can take to significantly reduce prompt attack risk while maintaining control over which labels are considered benign or malicious for their application.

Model Scope

PromptGuard is a multi-label model that categorizes input strings into 3 categories - benign, injection, and jailbreak.

Note that any string not falling into either category will be classified as label 0: benign.

The separation of these two labels allows us to appropriately filter both third-party and user content. Application developers typically want to allow users flexibility in how they interact with an application, and to only filter explicitly violating prompts (what the ‘jailbreak’ label detects). Third-party content has a different expected distribution of inputs (we don’t expect any “prompt-like” content in this part of the input) and carries the most risk (as injections in this content can target users) so a stricter filter with both the ‘injection’ and ‘jailbreak’ filters is appropriate. Note there is some overlap between these labels - for example, an injected input can, and often will, use a direct jailbreaking technique. In these cases the input will be identified as a jailbreak.

The PromptGuard model has a context window of 512. We recommend splitting longer inputs into segments and scanning each in parallel to detect the presence of violations anywhere in longer prompts.

The model uses a multilingual base model, and is trained to detect both English and non-English injections and jailbreaks. In addition to English, we evaluate the model’s performance at detecting attacks in: English, French, German, Hindi, Italian, Portuguese, Spanish, Thai.

Model Usage

The usage of PromptGuard can be adapted according to the specific needs and risks of a given application:

• As an out-of-the-box solution for filtering high risk prompts: The PromptGuard model can be deployed as-is to filter inputs. This is appropriate in high-risk scenarios where immediate mitigation is required, and some false positives are tolerable.
• For Threat Detection and Mitigation: PromptGuard can be used as a tool for identifying and mitigating new threats, by using the model to prioritize inputs to investigate. This can also facilitate the creation of annotated training data for model fine-tuning, by prioritizing suspicious inputs for labeling.
• As a fine-tuned solution for precise filtering of attacks: For specific applications, the PromptGuard model can be fine-tuned on a realistic distribution of inputs to achieve very high precision and recall of malicious application specific prompts. This gives application owners a powerful tool to control which queries are considered malicious, while still benefiting from PromptGuard’s training on a corpus of known attacks.

Modeling Strategy

We use mDeBERTa-v3-base as our base model for fine-tuning PromptGuard. This is a multilingual version of the DeBERTa model, an open-source, MIT-licensed model from Microsoft. Using mDeBERTa significantly improved performance on our multilingual evaluation benchmark over DeBERTa.

This is a very small model (86M backbone parameters and 192M word embedding parameters), suitable to run as a filter prior to each call to an LLM in an application. The model is also small enough to be deployed or fine-tuned without any GPUs or specialized infrastructure.

The training dataset is a mix of open-source datasets reflecting benign data from the web, user prompts and instructions for LLMs, and malicious prompt injection and jailbreaking datasets. We also include our own synthetic injections and data from red-teaming earlier versions of the model to improve quality.

Model Limitations

• Prompt Guard is not immune to adaptive attacks. As we’re releasing PromptGuard as an open-source model, attackers may use adversarial attack recipes to construct attacks designed to mislead PromptGuard’s final classifications themselves.
• Prompt attacks can be too application-specific to capture with a single model. Applications can see different distributions of benign and malicious prompts, and inputs can be considered benign or malicious depending on their use within an application. We’ve found in practice that fine-tuning the model to an application specific dataset yields optimal results.

Even considering these limitations, we’ve found deployment of Prompt Guard to typically be worthwhile:

• In most scenarios, less motivated attackers fall back to using common injection techniques (e.g. “ignore previous instructions”) that are easy to detect. The model is helpful in identifying repeat attackers and common attack patterns.
• Inclusion of the model limits the space of possible successful attacks by requiring that the attack both circumvent PromptGuard and an underlying LLM like Llama. Complex adversarial prompts against LLMs that successfully circumvent safety conditioning (e.g. DAN prompts) tend to be easier rather than harder to detect with the BERT model.

Model Performance

Evaluating models for detecting malicious prompt attacks is complicated by several factors:

• The percentage of malicious to benign prompts observed will differ across various applications.
• A given prompt can be considered either benign or malicious depending on the context of the application.
• New attack variants not captured by the model will appear over time. Given this, the emphasis of our analysis is to illustrate the ability of the model to generalize to, or be fine-tuned to, new contexts and distributions of prompts. The numbers below won’t precisely match results on any particular benchmark or on real-world traffic for a particular application.

We built several datasets to evaluate Prompt Guard:

• Evaluation Set: Test data drawn from the same datasets as the training data. Note although the model was not trained on examples from the evaluation set, these examples could be considered “in-distribution” for the model. We report separate metrics for both labels, Injections and Jailbreaks.
• OOD Jailbreak Set: Test data drawn from a separate (English-only) out-of-distribution dataset. No part of this dataset was used in training the model, so the model is not optimized for this distribution of adversarial attacks. This attempts to capture how well the model can generalize to completely new settings without any fine-tuning.
• Multilingual Jailbreak Set: A version of the out-of-distribution set including attacks machine-translated into 8 additional languages - English, French, German, Hindi, Italian, Portuguese, Spanish, Thai.
• CyberSecEval Indirect Injections Set: Examples of challenging indirect injections (both English and multilingual) extracted from the CyberSecEval prompt injection dataset, with a set of similar documents without embedded injections as negatives. This tests the model’s ability to identify embedded instructions in a dataset out-of-distribution from the one it was trained on. We detect whether the CyberSecEval cases were classified as either injections or jailbreaks. We report true positive rate (TPR), false positive rate (FPR), and area under curve (AUC) as these metrics are not sensitive to the base rate of benign and malicious prompts:

Our observations:

• The model performs near perfectly on the evaluation sets. Although this result doesn’t reflect out-of-the-box performance for new use cases, it does highlight the value of fine-tuning the model to a specific distribution of prompts.
• The model still generalizes strongly to new distributions, but without fine-tuning doesn’t have near-perfect performance. In cases where 3-5% false-positive rate is too high, either a higher threshold for classifying a prompt as an attack can be selected, or the model can be fine-tuned for optimal performance.
• We observed a significant performance boost on the multilingual set by using the multilingual mDeBERTa model vs DeBERTa.

Other References

Prompt Guard Tutorial

Prompt Guard Inference utilities